UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Current Report
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On May 31, 2023, SuRo Capital Corp. (the “Company”) held its 2023 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on the following three proposals and cast their votes as described below.
| 1. | A proposal to re-elect two members to the board of directors of the Company, Mark D. Klein and Lisa Westley, each of whom will serve for a term of three years expiring at the 2026 annual meeting of stockholders or until his or her successor is duly elected and qualified, as described in the Company’s proxy materials for the Annual Meeting. This proposal was approved by the Company’s stockholders based on the following votes taken in connection therewith: |
| Director | Votes For | Votes Withheld | Broker Non-Votes | |||
| Mark D. Klein | 6,523,160 | 759,776 | 10,157,191 | |||
| Lisa Westley | 5,858,515 | 1,424,421 | 10,157,191 |
| 2. | A proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s proxy materials for the Annual Meeting. This proposal was approved by the Company’s stockholders based on the following votes taken in connection therewith: |
| For | Against | Abstain | Broker Non-Votes | |||
| 5,552,675 | 1,084,282 | 645,979 | 10,157,191 |
| 3. | A proposal to ratify the selection of Marcum LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, as described in the Company’s proxy materials for the Annual Meeting. This proposal was approved by the Company’s stockholders based on the following votes taken in connection therewith: |
| For | Against | Abstain | ||
| 16,677,316 | 440,315 | 322,496 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: May 31, 2023 | SURO CAPITAL CORP. | ||
| By: | /s/ Allison Green | ||
|
Allison Green |
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